REGULATOR-REQUIRED CORPORATE COMPLIANCE PROGRAM AUDITS.

PARKER, CHRISTINE

LAW AND POLICY, n.º 3/2003, pág. 221 a 244

1. INTRODUCTION. 2. WHAT IS THE OBJECT OF THE COMPLIANCE AUDIT? 3. WHAT VIEW IS PROVIDED?. 4. EVIDENCE. 5. INDEPENDENCE OF AUDITORS. 6. CONCLUSION: COMPLIANCE AUDIT AND DEMOCRATIC REGULATION.